Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Anglo-Saxons Friendly Society Limited
FRN 139421
- SMF10 Chair of the Risk Committee (since 3 Feb 2020)
- SMF11 Chair of the Audit Committee (since 3 Feb 2020)
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- SIMF4 Chief Risk Function (7 Mar 2016 to 31 May 2017)
- SIMF2 Chief Finance Function (7 Mar 2016 to 31 May 2017)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 31 May 2017)
- SIMF1 Chief Executive Function (7 Mar 2016 to 17 Oct 2016)
- CF10 Compliance Oversight (12 Jul 2012 to 31 May 2017)
- CF11 Money Laundering Reporting (25 Jun 2012 to 31 May 2017)
- CF8 Apportionment and Oversight (19 Apr 2010 to 6 Mar 2016)
- CF3 Chief Executive (19 Apr 2010 to 6 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF14 Risk Assessment (9 Sep 2005 to 31 Oct 2007)
- CF1 Director (24 May 2004 to 6 Mar 2016)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.