Angelo, Gordon Europe LLP

• Principal Place of Business

  23 Savile Row, 1st Floor

  London

  W1S 2ET

  UNITED KINGDOM

  Phone

  +4402077585300

  Web

  https://www.angelogordon.com

• Complaints Contact

  301 Commerce Street

  Suite 3300

  Fort Worth

  Tarrant

  Texas

  76102

  UNITED STATES OF AMERICA

  Phone

  +18178714824

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sunil Kothari

  IRN SXK01821

  • [FCA CF] Client dealing (since 10 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (17 Jul 2019 to 8 Dec 2019)
• Thomas Rowley

  IRN TJR01110

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Mar 2025)
  • SMF27 Partner (since 6 Mar 2025)
  • [FCA CF] Client dealing (since 10 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
• Tilman von Hertzberg

  IRN TXV00024

  • [FCA CF] Client dealing (10 Dec 2019 to 17 Dec 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
• Victoria Aston-Duff

  IRN VXA01017

  • SMF27 Partner (9 Dec 2019 to 31 Jan 2022)
  • CF10 Compliance Oversight (30 Apr 2012 to 18 Sep 2014)
  • CF11 Money Laundering Reporting (30 Apr 2012 to 18 Sep 2014)
  • CF3 Chief Executive (3 Jan 2012 to 13 Oct 2015)
  • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
  • CF4 Partner (3 Jan 2012 to 8 Dec 2019)

No changes recorded yet.