Victoria Aston-Duff

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Angelo, Gordon Europe LLP (no longer approved here)

    FRN 561973

    • SMF27 Partner (9 Dec 2019 to 31 Jan 2022)
    • CF11 Money Laundering Reporting (30 Apr 2012 to 18 Sep 2014)
    • CF10 Compliance Oversight (30 Apr 2012 to 18 Sep 2014)
    • CF3 Chief Executive (3 Jan 2012 to 13 Oct 2015)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
    • CF4 Partner (3 Jan 2012 to 8 Dec 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 16 May 2008)
    • CF29 Significant management (1 Nov 2007 to 16 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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