ANDREW HILL LIMITED

Date authorised
1 April 2013
Companies House
06385799
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Woodlands Gate, Prod Lane
    Shipley
    West Yorkshire
    BD17 5BN
    UNITED KINGDOM
    Phone
    +4401132580099
    Web
    https://www.andrew-hill-ltd.co.uk

  • Complaints Contact

    Woodlands Gate, Prod Lane
    Shipley
    Bradford
    BD17 5BN
    UNITED KINGDOM
    Phone
    +4401132580099

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Stakeholder pension scheme, Personal pension scheme, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Retail (Investment), Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Life Policy, Rights to or interests in investments (Contractually Based Investments), Debenture, Personal pension scheme, Share, Unit, Non-investment insurance contracts, Certificates representing certain security, Government and public security, Rights to or interests in investments (Security), Stakeholder pension scheme, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Charles Hill

    IRN ACH00027

    • (5)11. Pension transfer specialist
    • (6)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (7)4. Giving personal recommendations on retail investment products which are not broker funds
    • (10)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (9)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (13)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (11)SMF3 Executive Director (since 9 Dec 2019)
    • (12)[FCA CF] Client dealing (since 9 Dec 2019)
    • (8)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (10)CF10 Compliance Oversight (2 Jan 2008 to 8 Dec 2019)
    • (11)CF8 Apportionment and Oversight (2 Jan 2008 to 15 Jan 2008)
    • (12)CF1 Director (2 Jan 2008 to 8 Dec 2019)
    • (5)Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
    • (6)CF30 Customer (2 Jan 2008 to 8 Dec 2019)
    • (9)CF11 Money Laundering Reporting (2 Jan 2008 to 8 Dec 2019)
    • (8)CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
    • (7)CF24 Pension Transfer Specialist (16 Oct 2007 to 31 Oct 2007)
  • Darrel Paul McManus

    IRN DPM01150

    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (3)[FCA CF] Client dealing (since 9 Dec 2019)
    • (4)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (4)[FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • (3)CF30 Customer (29 Jun 2010 to 8 Dec 2019)
  • Mark Hopwood

    IRN MPH00001

    • (2)[FCA CF] Functions requiring qualifications (1 Jun 2022 to 7 May 2025)
    • (1)[FCA CF] Client dealing (1 Jun 2022 to 7 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3)[FCA CF] Client dealing

  2. controlled function added: (2)4. Giving personal recommendations on retail investment products which are not broker funds

  3. controlled function added: (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  4. controlled function added: (12)CF1 Director

  5. controlled function added: (11)CF8 Apportionment and Oversight

  6. controlled function added: (10)CF10 Compliance Oversight

  7. controlled function added: (9)CF11 Money Laundering Reporting

  8. controlled function added: (8)CF21 Investment Adviser

  9. controlled function added: (7)CF24 Pension Transfer Specialist

  10. controlled function added: (6)CF30 Customer

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