Date authorised
1 April 2013
Companies House
00929224
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 16
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074690100
  • Complaints Contact

    Level 16
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074690100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Nicholas Abraham

    IRN JXA00700

    • SMF1 Chief Executive (since 23 Jan 2025)
    • Responsible for Insurance Distribution (since 23 Jan 2025)
  • Jane Joslin

    IRN JXJ01200

    • CF1 Director (14 Jan 2005 to 30 Apr 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Apr 2018)
  • Jane Mary Comerford

    IRN JMC01115

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 18 Feb 2025)
    • CF2 Non Executive Director (31 Dec 2018 to 8 Dec 2019)
  • Janis Marie Stylianou

    IRN JMS01521

    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2025)
    • CF1 Director (30 Apr 2018 to 8 Dec 2019)
  • Joaquim Manuel da Cruz Caria

    IRN JMD01217

    • CF1 Director (18 Feb 2009 to 11 May 2012)
  • John Roderick Graham

    IRN JRG01111

    • SMF18 Other Overall Responsibility (since 24 Jun 2020)
    • Responsible for Insurance Distribution (since 17 Jan 2020)
    • SMF3 Executive Director (17 Jan 2020 to 24 Jun 2020)
    • CF1 Director (18 Sep 2006 to 11 May 2012)
    • CF3 Chief Executive (AR) (6 Jan 2006 to 6 Nov 2013)
  • John William James Spencer

    IRN JWS00033

    • CF2 Non Executive Director (12 Sep 2012 to 29 Sep 2016)
  • Jonathan Mark Thompson Humphreys

    IRN JMH01253

    • [FCA CF] Significant management (since 17 Sep 2021)
  • Joseph Daniel Hantson

    IRN JXH00774

    • SMF18 Other Overall Responsibility (22 Feb 2022 to 1 Sep 2023)
  • Julian Eric Bradley Vereker

    IRN JXV00038

    • SMF18 Other Overall Responsibility (since 10 Sep 2021)
    • [FCA CF] Significant management (1 Feb 2021 to 17 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globesure Ltd (no longer appointed)

    FRN 466185 · Appointed 3 Apr 2007 · Until 19 Dec 2008

  • FiSure Ltd (no longer appointed)

    FRN 438161 · Appointed 22 Aug 2005 · Until 6 Nov 2013

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.