Date authorised
1 April 2013
Companies House
00929224
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 16
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074690100
  • Complaints Contact

    Level 16
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074690100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Lee Ellis

    IRN KLE01013

    • CF1 Director (14 Jan 2005 to 6 Sep 2010)
  • Kay Louise Smith

    IRN KLS01063

    • SMF5 Head of Internal Audit (24 Feb 2023 to 22 Feb 2024)
    • SMF3 Executive Director (24 Jan 2022 to 22 Feb 2024)
    • SMF2 Chief Finance (20 Oct 2021 to 22 Feb 2024)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 20 Oct 2021)
    • CF1 Director (22 Feb 2019 to 8 Dec 2019)
  • Kiernan Murphy

    IRN KXM00203

    • SMF3 Executive Director (since 20 Aug 2021)
    • SMF4 Chief Risk (since 20 Aug 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Sep 2021)
  • Lindsey Anne Davies

    IRN LXD00199

    • [FCA CF] Significant management (since 1 Feb 2022)
  • Lorraine Anne Adlam

    IRN LAA01036

    • CF2 Non Executive Director (8 Jun 2016 to 3 Jan 2019)
  • Luke Thomas Chilton Hall

    IRN LXH00308

    • [FCA CF] Significant management (since 20 Oct 2021)
  • Malcolm John Beane

    IRN MJB01487

    • SMF12 Chair of the Remuneration Committee (since 7 Mar 2022)
    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • SMF11 Chair of the Audit Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Sep 2016 to 8 Dec 2019)
  • Mark David Franklin Cody

    IRN MDC01148

    • [FCA CF] Manager of certification employee (since 8 Feb 2024)
    • SMF18 Other Overall Responsibility (18 Jun 2020 to 8 Feb 2024)
    • CF1 Director (4 Feb 2008 to 11 May 2012)
  • Mark Edward Hackett

    IRN MEH01104

    • SMF18 Other Overall Responsibility (19 Jun 2020 to 7 Feb 2022)
    • SMF3 Executive Director (2 Jan 2020 to 19 Jun 2020)
    • CF1 Director (13 Feb 2009 to 11 May 2012)
  • Matthew Francis Crane

    IRN MFC01053

    • Responsible for Insurance Distribution (26 May 2020 to 16 Sep 2021)
    • SMF1 Chief Executive (26 May 2020 to 16 Sep 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globesure Ltd (no longer appointed)

    FRN 466185 · Appointed 3 Apr 2007 · Until 19 Dec 2008

  • FiSure Ltd (no longer appointed)

    FRN 438161 · Appointed 22 Aug 2005 · Until 6 Nov 2013

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.