Date authorised
1 April 2013
Companies House
00929224
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 16
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074690100
  • Complaints Contact

    Level 16
    22 Bishopsgate
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402074690100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Nightingale

    IRN DXN01144

    • CF1 Director (14 Jan 2005 to 11 May 2012)
  • David Alan Smith

    IRN DAS01377

    • SMF4 Chief Risk (9 Dec 2019 to 10 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 10 May 2021)
    • SMF24 Chief Operations (9 Dec 2019 to 10 May 2021)
    • CF1 Director (30 Apr 2018 to 8 Dec 2019)
  • Edward Vivian Close-Smith

    IRN EVC01004

    • CF1 Director (14 Jan 2005 to 31 Dec 2007)
  • Eileen Elizabeth McCusker

    IRN EEM01003

    • CF2 Non Executive Director (6 Sep 2012 to 22 Jan 2016)
  • Emma Vaughan

    IRN EXV00069

    • SMF3 Executive Director (since 30 Jan 2025)
  • Francis Michael Murphy

    IRN FMM01026

    • SMF1 Chief Executive (9 Dec 2019 to 16 Sep 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Sep 2021)
    • Responsible for Insurance Mediation (9 May 2018 to 30 Sep 2018)
    • CF3 Chief Executive (21 Jan 2013 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 30 Jun 2010)
  • Gary Keenan

    IRN GXK00133

    • [FCA CF] Significant management (since 19 Apr 2022)
  • Gillian Mary Cotter

    IRN GMC00045

    • CF1 Director (14 Jan 2005 to 31 Oct 2006)
  • Graham John Lawrenson

    IRN GJL01089

    • CF1 Director (6 Jul 2007 to 30 Jun 2009)
  • James Collingwood Drinkwater

    IRN JCD01160

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • CF1 Director (11 Jul 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Globesure Ltd (no longer appointed)

    FRN 466185 · Appointed 3 Apr 2007 · Until 19 Dec 2008

  • FiSure Ltd (no longer appointed)

    FRN 438161 · Appointed 22 Aug 2005 · Until 6 Nov 2013

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.