Amundi (UK) Limited

• Principal Place of Business

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

  Web

  https://www.amundi.co.uk

• Complaints Contact

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · This firm may only carry out Exchange Traded Funds in regard to its retail clients.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Filippo Neumaier

  IRN FXN01174

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2022)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Fiona Maclean

  IRN FMM01030

  • [FCA CF] Client dealing (since 16 May 2023)
• Florence Villemot

  IRN FXV01007

  • CF1 Director (1 Dec 2001 to 29 Nov 2002)
• Franck Letendart

  IRN FXL01016

  • CF1 Director (1 Dec 2001 to 29 Nov 2002)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 29 Nov 2002)
• Francois Bocqueraz

  IRN FXB01377

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Francois Regis Veverka

  IRN FRV00004

  • SMF14 Senior Independent Director (9 Dec 2019 to 1 Jul 2020)
  • CF2 Non Executive Director (20 Sep 2011 to 8 Dec 2019)
• Frans Van Leeuwen

  IRN FXV01038

  • CF22 Investment Adviser (Trainee) (26 Mar 2004 to 17 Apr 2006)
• Freddie PENDARVES

  IRN FXP00021

  • [FCA CF] Client dealing (since 1 Jul 2022)
• GREGOIRE Durel

  IRN GYD01001

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Gael Marie Kerrigan

  IRN GMK01016

  • CF11 Money Laundering Reporting (19 Sep 2014 to 30 Sep 2015)
  • CF1 Director (14 Jul 2010 to 30 Sep 2015)
  • CF10 Compliance Oversight (1 Dec 2001 to 30 Sep 2015)

No changes recorded yet.