Amundi (UK) Limited

• Principal Place of Business

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

  Web

  https://www.amundi.co.uk

• Complaints Contact

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · This firm may only carry out Exchange Traded Funds in regard to its retail clients.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Geoffroy Bragadir

  IRN GXB23031

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
• George King

  IRN GXK07531

  • [FCA CF] Client dealing (1 Jul 2022 to 14 Jun 2024)
  • [FCA CF] Manager of certification employee (1 Jul 2022 to 14 Jun 2024)
• George William Judd

  IRN GXJ00126

  • [FCA CF] Client dealing (since 7 Jan 2025)
• Giampaolo Isolani

  IRN GXI01068

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Giovanni Liccardo

  IRN GXL00063

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
• Gregoire Blanc

  IRN GPB01102

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Gregoire Pesques

  IRN GXP01489

  • SMF18 Other Overall Responsibility (since 14 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Nov 2022)
  • CF30 Customer (25 Jan 2012 to 8 Dec 2019)
• Guillaume LESAGE

  IRN GXL00271

  • SMF9 Chair of the Governing Body (24 Oct 2023 to 1 Apr 2026)
• HONGWEN Wu

  IRN HXW01282

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Hakan Aksoy

  IRN HXA01317

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)

No changes recorded yet.