Amundi (UK) Limited

• Principal Place of Business

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

  Web

  https://www.amundi.co.uk

• Complaints Contact

  Amundi UK Ltd

  77 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442070749300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · This firm may only carry out Exchange Traded Funds in regard to its retail clients.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Charline Jezequel

  IRN CMJ01085

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2022)
  • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
• Cheryll Davidson

  IRN CXD00515

  • SMF18 Other Overall Responsibility (12 Jan 2024 to 29 Jan 2026)
• Chloe Maury

  IRN CXM00655

  • [FCA CF] Client dealing (21 Apr 2022 to 1 Mar 2024)
• Christine Moran

  IRN CTM01025

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 24 Nov 2025)
  • SMF16 Compliance Oversight (8 Feb 2022 to 24 Nov 2025)
• Christopher Antony Johnson

  IRN CAJ01037

  • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2003)
• Christopher Bernard Greaves

  IRN CBG01018

  • CF30 Customer (14 Jul 2008 to 17 Jan 2012)
• Christopher Morris

  IRN CXM02017

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF1 Director (22 Feb 2012 to 2 Sep 2013)
  • CF30 Customer (26 Jan 2012 to 8 Dec 2019)
• Claire Alexandra Wolffe

  IRN CAW01104

  • CF22 Investment Adviser (Trainee) (6 Dec 2002 to 21 Feb 2003)
• Clotilde Marie-Louise Reine Bouchet

  IRN CMB01124

  • CF1 Director (10 Dec 2002 to 6 Jan 2005)
• Colm D'Rosario

  IRN CXD01590

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Apr 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2020)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)

No changes recorded yet.