Date authorised
1 April 2013
Companies House
03576013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Drury Lane
    4th Floor
    London
    WC2B 5SQ
    UNITED KINGDOM
    Phone
    +442072687700
  • Complaints Contact

    55 Drury Lane
    4th Floor
    London
    WC2B 5SQ
    UNITED KINGDOM
    Phone
    +442072687818

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marc Cornelius

    IRN MXC02386

    • SMF16 Compliance Oversight (25 Feb 2025 to 22 Jul 2025)
  • Marc Julien Vibert

    IRN MXV00219

    • [FCA CF] Material risk taker (since 12 Dec 2024)
    • [FCA CF] Proprietary trader (since 12 Dec 2024)
  • Marc Oosterbaan-Martinius

    IRN MXO21935

    • CF30 Customer (15 Oct 2019 to 4 Nov 2019)
  • Mariko Nakamura

    IRN MXN01136

    • [FCA CF] Client dealing (9 Apr 2025 to 11 Jun 2025)
  • Mark Benedict Eccles-Williams

    IRN MBE01004

    • CF30 Customer (13 Sep 2013 to 26 Feb 2015)
  • Mark David Ledwards

    IRN MXL01337

    • CF30 Customer (17 Apr 2014 to 2 Feb 2015)
  • Matthew Robert Simons

    IRN MRS01278

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2013 to 8 Dec 2019)
    • CF28 Systems and controls (1 Oct 2013 to 8 Dec 2019)
  • Matthew Thomas Jeans

    IRN MTJ01013

    • CF30 Customer (16 Jun 2008 to 31 Jul 2008)
  • Matthew Tonge

    IRN MXT01387

    • CF10 Compliance Oversight (28 Jan 2014 to 28 Nov 2014)
    • CF11 Money Laundering Reporting (28 Jan 2014 to 28 Nov 2014)
  • Matthew Whicheloe

    IRN MXW00223

    • [FCA CF] Client dealing (since 21 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.