Amius Limited

• Principal Place of Business

  55 Drury Lane

  4th Floor

  London

  WC2B 5SQ

  UNITED KINGDOM

  Phone

  +442072687700

  Web

  https://www.amius.com

• Complaints Contact

  55 Drury Lane

  4th Floor

  London

  WC2B 5SQ

  UNITED KINGDOM

  Phone

  +442072687818

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Benjamin Rhys Mason

  IRN BRM01045

  • CF21 Investment Adviser (16 Jan 2006 to 20 Dec 2006)
• Benjamin Robin Clarkson

  IRN BXC01176

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)
• Charles Frederick Arthur Leslie

  IRN CFL01017

  • CF30 Customer (1 Nov 2007 to 14 Jun 2011)
  • CF21 Investment Adviser (4 Aug 2006 to 31 Oct 2007)
• Charles Rupert James Ambler

  IRN CRA01065

  • CF30 Customer (20 Mar 2014 to 6 Jul 2015)
• Chirag Patel

  IRN CXP01345

  • CF30 Customer (2 Nov 2011 to 1 Oct 2013)
• Clement Geraghty

  IRN CDG01040

  • CF10 Compliance Oversight (15 Mar 2013 to 4 Nov 2013)
  • CF11 Money Laundering Reporting (15 Mar 2013 to 4 Nov 2013)
• Damien Fleurance

  IRN DXF01398

  • CF30 Customer (1 Oct 2013 to 28 Mar 2019)
• David Lance Russell Alvarez

  IRN DLA01015

  • CF21 Investment Adviser (17 Jun 2002 to 30 Sep 2003)
• David Paul Tregar

  IRN DPT01031

  • CF10 Compliance Oversight (16 Jan 2013 to 20 Mar 2013)
  • CF11 Money Laundering Reporting (16 Jan 2013 to 20 Mar 2013)
  • CF28 Systems and controls (11 May 2011 to 27 Sep 2013)
  • CF1 Director (11 May 2011 to 27 Sep 2013)
• Desmond Michael Monteith

  IRN DMM01098

  • CF30 Customer (1 Oct 2012 to 1 Oct 2013)

• Amius Futures LLC

  FRN 977272 · Appointed 12 Jun 2022

No changes recorded yet.