Ambris LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew David Johns
IRN ADJ01064
- CF3 Chief Executive (AR) (since 14 Apr 2025)
- CF4 Partner (AR) (since 14 Apr 2025)
Benjamin James Roberts Coleman
IRN BJC01124
- CF4 Partner (3 Dec 2012 to 1 Nov 2016)
Colin Rowney
IRN CXR01596
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (27 Aug 2014 to 8 Dec 2019)
David Gareth Rowe
IRN DXR23105
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jan 2020)
- SMF16 Compliance Oversight (since 18 Jan 2020)
Francis James Moloney
IRN FJM01101
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (1 May 2018 to 8 Dec 2019)
Gavin Marc Janes
IRN GXJ00181
- CF4 Partner (AR) (since 14 Apr 2025)
Graham Witherington Spratt
IRN GWS01058
- CF4 Partner (3 Dec 2012 to 12 Feb 2015)
Guy David Bullen
IRN GXB01561
- CF4 Partner (AR) (since 14 Apr 2025)
- SMF27 Partner (since 9 Dec 2019)
- CF1 Director (AR) (5 May 2015 to 1 Jul 2022)
- CF4 Partner (3 Dec 2012 to 8 Dec 2019)
Hayley Clare Littleales
IRN HXL00038
- [FCA CF] Significant management (since 9 Dec 2019)
James Foster
IRN JXF01398
- CF4 Partner (3 Dec 2012 to 1 Nov 2016)

Smaller firms operating under this firm's FCA authorisation.

Ambris Align LLP
FRN 1029482 · Appointed 14 Apr 2025
Corvelia Limited (no longer appointed)
FRN 686257 · Appointed 20 Apr 2015 · Until 1 Jul 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.