Date authorised
1 April 2013
Companies House
OC349944
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442037732329
  • Complaints Contact

    One Lloyd's Avenue
    London
    EC3N 3DQ
    UNITED KINGDOM
    Phone
    +442037732329

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Anthony McCormack

    IRN JAM01297

    • CF4 Partner (AR) (since 14 Apr 2025)
    • SMF9 Chair of the Governing Body (since 5 Mar 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (15 May 2015 to 1 Jul 2022)
    • Responsible for Insurance Mediation (3 Dec 2012 to 30 Sep 2018)
    • CF4 Partner (3 Dec 2012 to 8 Dec 2019)
    • CF3 Chief Executive (3 Dec 2012 to 8 Dec 2019)
  • John Richard Smith

    IRN JRS01346

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2018 to 8 Dec 2019)
  • Lisa O`Connell

    IRN LXO00028

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Mark Christopher Leonard Aspinall

    IRN MCA01044

    • CF4 Partner (3 Dec 2012 to 1 Nov 2016)
  • Michael Ross Buckley

    IRN MXB21084

    • SMF27 Partner (since 12 Dec 2019)
  • Michael William Porter

    IRN MXP00205

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Nicholas Ainscough

    IRN NXA00074

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Paige Lopez

    IRN PXL00369

    • [FCA CF] Significant management (since 31 Oct 2024)
  • Peter John Young

    IRN PJY01036

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)
  • Russell Anthony Summers

    IRN RAS01380

    • CF4 Partner (1 Jun 2018 to 4 Jan 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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