Amber Fund Management Limited

• Principal Place of Business

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +4402079390550

  Web

  http://www.amberinfrastructure.com

• Complaints Contact

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +4402079390550

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Fraser Macleod

  IRN FXM00239

  • [FCA CF] Significant management (8 Mar 2023 to 31 Dec 2025)
• Gavin Richard Tait

  IRN GRT01031

  • SMF1 Chief Executive (since 3 Jan 2020)
  • SMF3 Executive Director (since 3 Jan 2020)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
• Giles James Frost

  IRN GJF01056

  • SMF9 Chair of the Governing Body (18 Mar 2020 to 14 May 2025)
  • SMF3 Executive Director (9 Dec 2019 to 14 May 2025)
  • CF30 Customer (23 Jun 2009 to 12 Nov 2019)
  • CF3 Chief Executive (23 Jun 2009 to 12 Nov 2019)
  • CF1 Director (23 Jun 2009 to 8 Dec 2019)
• Helen Therese Regan

  IRN HTR00002

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Mar 2020)
  • SMF16 Compliance Oversight (since 20 Mar 2020)
• Hugh Luke Blaney

  IRN HLB01021

  • SMF3 Executive Director (9 Dec 2019 to 14 May 2025)
  • CF30 Customer (23 Jun 2009 to 8 Dec 2019)
  • CF1 Director (23 Jun 2009 to 8 Dec 2019)
• James Bruce Sutherland

  IRN JBS01092

  • CF28 Systems and controls (23 Jun 2009 to 23 Jun 2009)
• Jamie Karim Hossain

  IRN JKH01076

  • [FCA CF] Significant management (since 14 Aug 2025)
  • CF30 Customer (20 Jan 2015 to 8 Dec 2019)
• Jennifer Tamsin Curtis

  IRN JTC01062

  • CF30 Customer (27 Jan 2011 to 8 Dec 2019)
• Joanne Susan Patrick

  IRN JSP01138

  • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2021)
  • CF30 Customer (5 Aug 2016 to 8 Dec 2019)
• John Scarfe

  IRN JXS00096

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2020)
  • CF10 Compliance Oversight (23 Jun 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Jun 2009 to 8 Dec 2019)

No changes recorded yet.