AMALGAMATED METAL TRADING LIMITED

• Principal Place of Business

  Level 35 110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +442076264521

  Web

  https://www.amt.co.uk

• Complaints Contact

  Level 35 110 Bishopsgate

  London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +442076264521

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven Edwards Smith

  IRN SES01085

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Jan 2011 to 8 Dec 2019)
• Stuart John Lawson

  IRN SJL01265

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Manager of certification employee (since 29 Dec 2021)
  • [FCA CF] Significant management (since 19 Jul 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (29 Dec 2021 to 29 Sep 2023)
  • CF30 Customer (21 Jun 2011 to 29 Apr 2016)
• Thomas Edward Kramer

  IRN TXK00150

  • [FCA CF] Material risk taker (since 4 Feb 2022)
  • [FCA CF] Significant management (since 4 Feb 2022)
• Thomas Luke David Godber

  IRN TLG01017

  • CF22 Investment Adviser (Trainee) (10 Jun 2002 to 8 Jul 2002)
• Tom Mulqueen

  IRN TXM00185

  • [FCA CF] Material risk taker (3 Feb 2021 to 23 Dec 2021)
• Victor Herman Sher

  IRN VHS01002

  • CF30 Customer (1 Nov 2007 to 26 Feb 2015)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF2 Non Executive Director (1 Dec 2001 to 26 Feb 2015)
• Victoria Koyer

  IRN VXK00107

  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jun 2023 to 25 Oct 2023)
• Weimin Zhang

  IRN WXZ01008

  • CF21 Investment Adviser (6 Mar 2003 to 14 Apr 2006)
  • CF22 Investment Adviser (Trainee) (15 Nov 2002 to 6 Mar 2003)
• William John Bungey

  IRN WJB01032

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (29 Dec 2021 to 29 Sep 2023)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 29 Sep 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• William Zhang

  IRN WXZ00004

  • [FCA CF] Client dealing (12 Jan 2021 to 31 Jul 2024)

• Delphi Derivatives Ltd (no longer appointed)

  FRN 447737 · Appointed 2 Oct 2017 · Until 2 Dec 2021 · Tied agent

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