Date authorised
1 April 2013
Companies House
00156938
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521
  • Complaints Contact

    Level 35 110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +442076264521

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Curtress

    IRN NXC01122

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 8 Feb 2002)
  • Nong Yan

    IRN NXY01029

    • CF21 Investment Adviser (18 Feb 2004 to 19 Oct 2004)
    • CF22 Investment Adviser (Trainee) (29 Jul 2003 to 18 Feb 2004)
  • Oliver John Whiting

    IRN OJW01015

    • CF30 Customer (7 Oct 2017 to 1 Apr 2021)
  • Oscar Campbell

    IRN OXC00123

    • [FCA CF] Proprietary trader (since 10 Feb 2026)
    • [FCA CF] Client dealing (since 10 Feb 2026)
  • Pan Dong

    IRN PXD00288

    • [FCA CF] Client dealing (since 29 Sep 2022)
  • Patrick Seymour

    IRN PJS01302

    • CF26 Customer Trading (5 Jan 2004 to 31 May 2006)
    • CF21 Investment Adviser (24 Oct 2003 to 31 May 2006)
  • Paul Alan Marney

    IRN PAM01121

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2004)
    • CF26 Customer Trading (1 Dec 2001 to 27 Jul 2004)
  • Paul Gerald Bromley

    IRN PGB01067

    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • CF1 Director (24 Mar 2015 to 8 Dec 2019)
  • Paul John Mason

    IRN PJM01228

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (19 Feb 2015 to 8 Dec 2019)
  • Paul Raymond John Phillips

    IRN PRP01058

    • CF30 Customer (2 Nov 2015 to 10 Dec 2018)
    • CF21 Investment Adviser (8 Aug 2005 to 12 Dec 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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