Date authorised
1 April 2013
Companies House
01195076
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402073982600
  • Complaints Contact

    2 Minster Court
    Mincing Lane
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +4402073982600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martyn Starkey

    IRN MXS00531

    • [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
  • Neil Hopkins

    IRN NXH00168

    • [FCA CF] Client dealing (9 Dec 2020 to 10 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2020 to 10 Jan 2022)
  • Nicholas Hyman Friedlander

    IRN NHF01019

    • CF1 Director (AR) (7 Feb 2011 to 11 Nov 2011)
  • Nicholas John Talbot Gray

    IRN NJG01061

    • CF2 Non Executive Director (AR) (16 Dec 2010 to 11 Nov 2011)
  • Nick Haythornthwaite

    IRN NXH00167

    • [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
  • Paul Martin

    IRN PXM00642

    • [FCA CF] Significant management (since 24 Nov 2023)
  • Richard Elliot Cirsch

    IRN REC01078

    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
  • Richard Grant Palmer

    IRN RGP01049

    • CF1 Director (AR) (26 Oct 2010 to 9 Sep 2014)
    • CF1 Director (26 Jul 2010 to 10 Nov 2017)
    • CF28 Systems and controls (26 Jul 2010 to 10 Nov 2017)
  • Richard Leslie Hall

    IRN RLH01077

    • [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
    • CF1 Director (AR) (11 Nov 2009 to 9 Sep 2014)
  • Robert Peter Fill

    IRN RPF01033

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 May 2006 to 8 Dec 2019)
    • CF1 Director (AR) (14 Jan 2005 to 20 Aug 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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