Alwen Hough Johnson Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2 Minster CourtMincing LaneLondonEC3R 7BBUNITED KINGDOM- Phone
- +4402073982600
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Complaints Contact
2 Minster CourtMincing LaneLondonEC3R 7BBUNITED KINGDOM- Phone
- +4402073982600
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Retail (Non-Investment Insurance)
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martyn Starkey
IRN MXS00531
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
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Neil Hopkins
IRN NXH00168
- [FCA CF] Client dealing (9 Dec 2020 to 10 Jan 2022)
- [FCA CF] Significant management (9 Dec 2020 to 10 Jan 2022)
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Nicholas Hyman Friedlander
IRN NHF01019
- CF1 Director (AR) (7 Feb 2011 to 11 Nov 2011)
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Nicholas John Talbot Gray
IRN NJG01061
- CF2 Non Executive Director (AR) (16 Dec 2010 to 11 Nov 2011)
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Nick Haythornthwaite
IRN NXH00167
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
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Paul Martin
IRN PXM00642
- [FCA CF] Significant management (since 24 Nov 2023)
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Richard Elliot Cirsch
IRN REC01078
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
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Richard Grant Palmer
IRN RGP01049
- CF1 Director (AR) (26 Oct 2010 to 9 Sep 2014)
- CF1 Director (26 Jul 2010 to 10 Nov 2017)
- CF28 Systems and controls (26 Jul 2010 to 10 Nov 2017)
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Richard Leslie Hall
IRN RLH01077
- [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2022)
- CF1 Director (AR) (11 Nov 2009 to 9 Sep 2014)
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Robert Peter Fill
IRN RPF01033
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (23 May 2006 to 8 Dec 2019)
- CF1 Director (AR) (14 Jan 2005 to 20 Aug 2009)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Roanoke International Brokers Limited (no longer appointed)
FRN 534793 · Appointed 1 Nov 2010 · Until 11 Nov 2011
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.