Alvarez & Marsal FS Europe Limited

• Principal Place of Business

  Park House,

  16-18 Finsbury Circus

  London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4407435921940

• Complaints Contact

  Park House

  16-18 Finsbury Circus

  London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402077155200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick Simpson

  IRN PXS00832

  • [FCA CF] Client dealing (since 23 Sep 2024)
• Paul Richards

  IRN PJR01192

  • [FCA CF] Client dealing (since 18 Dec 2025)
• Piers Davison

  IRN PXD00432

  • [FCA CF] Client dealing (since 24 Feb 2025)
• Richard Lee

  IRN RXL00271

  • [FCA CF] Client dealing (since 23 Sep 2024)
• Robert Holt

  IRN RXH00858

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2025)
• Robert Stuart Bradbury

  IRN RSB01117

  • [FCA CF] Client dealing (since 16 Mar 2023)
• Robin Andrew Priest

  IRN RAP01132

  • CF30 Customer (24 Oct 2013 to 31 Jul 2016)
• Scott Pinfield

  IRN SXP01607

  • CF30 Customer (24 Oct 2013 to 3 Oct 2017)
• Shepard Colegrove Spink

  IRN SCS01110

  • CF10 Compliance Oversight (24 Oct 2013 to 1 Aug 2019)
  • CF30 Customer (24 Oct 2013 to 1 Aug 2019)
  • CF11 Money Laundering Reporting (24 Oct 2013 to 1 Aug 2019)
• Stephen David Green

  IRN SDG01086

  • [FCA CF] Client dealing (25 Mar 2021 to 4 Apr 2024)

No changes recorded yet.