Alva Capital LLP

Date authorised
8 April 2015
Companies House
OC393282
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mortimer House
    37-41 Mortimer Street
    London
    W1T 3JH
    UNITED KINGDOM
    Phone
    +442078983200
    Web
    https://www.alvacapital.com

  • Complaints Contact

    Mortimer House
    37-41 Mortimer Street
    London
    W1T 3JH
    UNITED KINGDOM
    Phone
    +442078983200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lokesh Gusain

    IRN LXG00298

    • [FCA CF] Significant management (21 Jun 2023 to 26 Jul 2023)
  • Mihnea-Teodor Craciunescu

    IRN MXC00383

    • [FCA CF] Significant management (21 Oct 2020 to 4 Oct 2023)
  • Nichola Ann Human

    IRN NAH01118

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 May 2017 to 28 Nov 2019)
    • CF11 Money Laundering Reporting (12 May 2017 to 28 Nov 2019)
    • CF4 Partner (12 May 2017 to 28 Nov 2019)
  • Paul Christopher Clement

    IRN PXC01581

    • CF11 Money Laundering Reporting (7 Oct 2016 to 31 Mar 2017)
    • CF30 Customer (7 Oct 2016 to 31 Mar 2017)
    • CF10 Compliance Oversight (7 Oct 2016 to 31 Mar 2017)
  • Peter Colin Edward Burt

    IRN CXB01630

    • CF4 Partner (23 Feb 2016 to 7 Mar 2016)
  • Peter Maximillian Wormald

    IRN PMW01158

    • CF4 Partner (8 Apr 2015 to 31 Mar 2016)
    • CF30 Customer (8 Apr 2015 to 31 Mar 2016)
  • Renaud Nicolas Saleur

    IRN RNS01026

    • CF3 Chief Executive (AR) (15 Nov 2018 to 9 Dec 2019)
    • CF4 Partner (AR) (15 Nov 2018 to 9 Dec 2019)
    • CF30 Customer (15 Nov 2018 to 9 Dec 2019)
  • Steven Francis Gladstone

    IRN SFG01031

    • CF10 Compliance Oversight (10 Feb 2016 to 19 Apr 2016)
    • CF11 Money Laundering Reporting (10 Feb 2016 to 19 Apr 2016)
    • CF4 Partner (17 Nov 2015 to 19 Apr 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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