AlTi Wealth Management (UK) Limited

• Principal Place of Business

  AlTi Tiedemann Global

  Level 5 Nova North

  11 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +442071951400

  Web

  https://alti-global.com

• Complaints Contact

  Level 5 Nova North

  11 Bressenden Place

  London

  SW1E 5BY

  UNITED KINGDOM

  Phone

  +442071951400

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maciej Balabanow

  IRN MXB02863

  • CF30 Customer (18 Aug 2011 to 1 Aug 2012)
• Marc Simon Cane

  IRN MSC01074

  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jan 2023 to 29 Sep 2023)
  • SMF3 Executive Director (5 Jan 2023 to 19 Jun 2023)
  • SMF16 Compliance Oversight (5 Jan 2023 to 29 Sep 2023)
• Marcus Lee Porter

  IRN MLP01050

  • [FCA CF] Manager of certification employee (25 May 2023 to 8 Sep 2023)
  • [FCA CF] Client dealing (23 Feb 2023 to 8 Sep 2023)
  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 8 Sep 2023)
• Nancy Ann Curtin

  IRN NAC01031

  • [FCA CF] Client dealing (since 4 May 2020)
  • SMF3 Executive Director (26 May 2022 to 30 Jul 2025)
• Neil MacMillan Beaton

  IRN NMB01050

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 25 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jul 2025)
  • CF1 Director (18 Apr 2011 to 8 Dec 2019)
  • CF3 Chief Executive (18 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (18 Apr 2011 to 1 Feb 2013)
  • Responsible for Insurance Mediation (18 Apr 2011 to 30 Sep 2018)
• Nicholas Barker

  IRN NXB01555

  • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2023)
  • CF10 Compliance Oversight (22 Feb 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Feb 2017 to 8 Dec 2019)
  • CF1 Director (22 Feb 2017 to 8 Dec 2019)
• Nuno Filipe Tarrana de Sousa

  IRN NFT01007

  • SMF3 Executive Director (since 7 Nov 2025)
• Nyle Patel

  IRN NXP00374

  • [FCA CF] Client dealing (since 1 Jul 2024)
• Ola Nils Anders Krisell

  IRN ONK01000

  • [FCA CF] Client dealing (26 Jun 2023 to 16 May 2024)
  • CF30 Customer (28 Feb 2023 to 16 May 2024)
• Oliver George Eric Smith

  IRN OGS01004

  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 1 Jul 2024)

• Pointwise Partners Limited (no longer appointed)

  FRN 930124 · Appointed 17 Jul 2020 · Until 20 May 2024

• LJ Africa Advisors Limited (no longer appointed)

  FRN 732570 · Appointed 22 Jan 2016 · Until 17 Feb 2016

• Qlab Invest Limited (no longer appointed)

  FRN 524736 · Appointed 9 Jun 2011 · Until 4 Aug 2011

• LJ Capital Management Ltd (no longer appointed)

  FRN 512095 · Appointed 2 Jun 2011 · Until 25 Jul 2013

No changes recorded yet.