AlTi RE Limited

Date authorised
22 May 2013
Companies House
06931299
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Matthew Mawhinney and David Philip Soden
    TENEO FINANCIAL ADVISORY LTD
    The Colmore Building
    20 COLMORE CIRCUS
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +441216100120

  • Complaints Contact

    C/O TENEO FINANCIAL ADVISORY LIMITED
    The Colmore Building
    20 Colmore Circus Queensway
    Birmingham
    B4 6AT
    UNITED KINGDOM
    Phone
    +441216100120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm's permission to advise retail clients is limited to corporate finance business.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nancy Ann Curtin

    IRN NAC01031

    • Director of firm who is not a certification employee or a SMF manager (23 Jan 2024 to 18 Dec 2024)
    • [FCA CF] Client dealing (4 May 2020 to 16 Dec 2022)
  • Natalie Frances Stoneham

    IRN NFS01032

    • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
  • Neil MacMillan Beaton

    IRN NMB01050

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2022)
    • CF30 Customer (22 May 2013 to 8 Dec 2019)
  • Nicholas Barker

    IRN NXB01555

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
    • CF1 Director (AR) (5 Nov 2018 to 6 Jan 2023)
    • CF30 Customer (25 Jul 2017 to 6 Jan 2023)
    • CF10 Compliance Oversight (18 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jan 2017 to 8 Dec 2019)
    • CF1 Director (4 Oct 2016 to 8 Dec 2019)
  • Nicholas Godfrey

    IRN NRG01059

    • CF30 Customer (23 May 2016 to 7 Oct 2016)
  • Nicholas James Nawrat

    IRN NXN00114

    • CF1 Director (AR) (since 18 Nov 2023)
    • SMF3 Executive Director (since 10 Nov 2023)
  • Patrick Flaton

    IRN PXF00248

    • SMF3 Executive Director (22 Oct 2024 to 31 Jul 2025)
    • SMF1 Chief Executive (22 Oct 2024 to 31 Jul 2025)
  • Philip John Staunton Yates

    IRN PJY01015

    • CF4 Partner (AR) (17 May 2019 to 13 Dec 2021)
    • CF30 Customer (17 May 2019 to 13 Dec 2021)
  • Philippe Dupuy

    IRN PXD01518

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2023)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Rohit Maini

    IRN RXM18105

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Dec 2021)
    • CF30 Customer (13 Aug 2019 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.