Alternatives St James LLP

• Principal Place of Business

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Complaints Contact

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Muhammad Usman Ali

  IRN MXA01035

  • CF30 Customer (since 17 May 2024)
• Neil Curtis Brennan

  IRN NXB01215

  • CF30 Customer (29 Feb 2012 to 15 Aug 2013)
• Nelson Isaac Abrahao Junior

  IRN NXI01149

  • CF1 Director (AR) (27 Apr 2016 to 29 Nov 2018)
  • CF30 Customer (27 Apr 2016 to 29 Nov 2018)
• Nicholas Philip Colley

  IRN NPC01095

  • CF1 Director (AR) (24 Aug 2020 to 21 May 2021)
  • CF30 Customer (16 Jan 2018 to 21 May 2021)
• Nicholas Xavier Gwinett Sharp

  IRN NXS01444

  • CF30 Customer (since 8 Sep 2022)
  • CF4 Partner (AR) (8 Sep 2022 to 15 Apr 2026)
• Nigel Douglas Hamilton Johnson

  IRN NDJ01019

  • CF30 Customer (20 Nov 2007 to 17 Dec 2009)
• Ohad Greenfeld

  IRN OXG01034

  • CF30 Customer (25 Jun 2019 to 28 Jun 2019)
  • CF1 Director (AR) (25 Jun 2019 to 28 Jun 2019)
• Oliver Charles Willoughby

  IRN OCW01003

  • CF30 Customer (29 Jun 2011 to 27 Jan 2012)
  • CF1 Director (AR) (29 Jun 2011 to 27 Jan 2012)
• Oliver Lombardi

  IRN OXL26539

  • CF30 Customer (6 Jan 2020 to 30 Sep 2022)
• Olivier Van Swaay

  IRN OMV01000

  • CF30 Customer (26 Nov 2014 to 1 Apr 2015)

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