Alternatives St James LLP

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FRN: 430914
Date authorised: 1 April 2013
Companies House: OC311987
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

8 Elgin Road

Bournemouth

BH4 9NL

UNITED KINGDOM

Phone

+4402078398088
Complaints Contact

8 Elgin Road

Bournemouth

BH4 9NL

UNITED KINGDOM

Phone

+4402078398088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Peter Anthony Davies
IRN PAD00015
- CF30 Customer (1 Nov 2007 to 30 Jun 2013)
- CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
- CF4 Partner (20 Dec 2006 to 30 Jun 2013)
Peter Christopher Arnold
IRN PCA01047
- CF1 Director (AR) (5 Sep 2017 to 22 May 2018)
Peter Defty
IRN PXD01464
- CF30 Customer (12 Jul 2016 to 31 Jan 2017)
- CF4 Partner (AR) (12 Jul 2016 to 31 Jan 2017)
Peter John Westmacott
IRN PXW06883
- CF30 Customer (9 Oct 2018 to 28 Nov 2020)
- CF4 Partner (AR) (9 Oct 2018 to 28 Nov 2020)
Peter Justin Soliman
IRN PJS01507
- CF30 Customer (1 Sep 2022 to 29 Sep 2023)
- CF4 Partner (AR) (1 Sep 2022 to 29 Sep 2023)
Philipp Westermann
IRN PXW01244
- CF4 Partner (7 May 2013 to 1 May 2014)
- CF30 Customer (7 May 2013 to 1 May 2014)
Philippe Bucher
IRN PXB02499
- CF1 Director (AR) (26 Nov 2015 to 8 Aug 2017)
Pieter William Eric Nijnens
IRN PWN01020
- CF22 Investment Adviser (Trainee) (10 Mar 2006 to 31 May 2006)
Priya Oberoi-Cattai
IRN PXU01027
- CF30 Customer (2 Nov 2010 to 17 Apr 2014)
Rafael Trape
IRN RXT01677
- CF30 Customer (11 Aug 2018 to 29 Nov 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

SLJ Macro Partners LLP (no longer appointed)
FRN 551510 · Appointed 20 May 2011 · Until 19 Oct 2011
Colville Partners Limited (no longer appointed)
FRN 546246 · Appointed 14 Apr 2011 · Until 1 Apr 2015
Oberoi Capital Partners Ltd (no longer appointed)
FRN 532757 · Appointed 1 Oct 2010 · Until 17 Apr 2014
Collabrium Advisors LLP (no longer appointed)
FRN 524950 · Appointed 28 May 2010 · Until 15 Jun 2011
Variety Capital Marketing Limited (no longer appointed)
FRN 524020 · Appointed 17 May 2010 · Until 1 Jun 2011
Harestock Capital Limited (no longer appointed)
FRN 521624 · Appointed 1 Apr 2010 · Until 27 Sep 2023
Frey Quantitative Strategies LLP (no longer appointed)
FRN 513110 · Appointed 20 Nov 2009 · Until 17 Jun 2010
Canter Equity Partners LLP (no longer appointed)
FRN 506205 · Appointed 28 Aug 2009 · Until 4 Mar 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.