Alternatives St James LLP

• Principal Place of Business

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Complaints Contact

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Peter Anthony Davies

  IRN PAD00015

  • CF30 Customer (1 Nov 2007 to 30 Jun 2013)
  • CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
  • CF4 Partner (20 Dec 2006 to 30 Jun 2013)
• Peter Christopher Arnold

  IRN PCA01047

  • CF1 Director (AR) (5 Sep 2017 to 22 May 2018)
• Peter Defty

  IRN PXD01464

  • CF30 Customer (12 Jul 2016 to 31 Jan 2017)
  • CF4 Partner (AR) (12 Jul 2016 to 31 Jan 2017)
• Peter John Westmacott

  IRN PXW06883

  • CF30 Customer (9 Oct 2018 to 28 Nov 2020)
  • CF4 Partner (AR) (9 Oct 2018 to 28 Nov 2020)
• Peter Justin Soliman

  IRN PJS01507

  • CF30 Customer (1 Sep 2022 to 29 Sep 2023)
  • CF4 Partner (AR) (1 Sep 2022 to 29 Sep 2023)
• Philipp Westermann

  IRN PXW01244

  • CF4 Partner (7 May 2013 to 1 May 2014)
  • CF30 Customer (7 May 2013 to 1 May 2014)
• Philippe Bucher

  IRN PXB02499

  • CF1 Director (AR) (26 Nov 2015 to 8 Aug 2017)
• Pieter William Eric Nijnens

  IRN PWN01020

  • CF22 Investment Adviser (Trainee) (10 Mar 2006 to 31 May 2006)
• Priya Oberoi-Cattai

  IRN PXU01027

  • CF30 Customer (2 Nov 2010 to 17 Apr 2014)
• Rafael Trape

  IRN RXT01677

  • CF30 Customer (11 Aug 2018 to 29 Nov 2018)

• Falcon Investment Advisors (UK) LLP (no longer appointed)

  FRN 672796 · Appointed 20 Feb 2015 · Until 28 Apr 2017

• GP-SF LLP (no longer appointed)

  FRN 520421 · Appointed 1 Dec 2014 · Until 26 Oct 2021

• Lewben London Ltd (no longer appointed)

  FRN 648864 · Appointed 3 Oct 2014 · Until 21 Aug 2015

• IP Capital Partners UK LLP (no longer appointed)

  FRN 631568 · Appointed 5 Sep 2014 · Until 19 Jun 2017

• Green Road Capital Partners LLP (no longer appointed)

  FRN 621227 · Appointed 15 Apr 2014 · Until 1 Jun 2017

• Schroder Adveq Management (UK) Ltd (no longer appointed)

  FRN 604152 · Appointed 5 Aug 2013 · Until 23 May 2018

• Proprium Capital Management (UK) LLP (no longer appointed)

  FRN 598252 · Appointed 28 Mar 2013 · Until 30 Apr 2014

• Praesidian Capital Europe LLP (no longer appointed)

  FRN 597217 · Appointed 13 Mar 2013 · Until 23 May 2014

• Augusta Ventures LLP (no longer appointed)

  FRN 506592 · Appointed 22 Feb 2012 · Until 15 Aug 2013

• Stone Arch Financial Ltd (no longer appointed)

  FRN 472083 · Appointed 8 Jun 2011 · Until 31 Jan 2012

No changes recorded yet.