Alternatives St James LLP

Date authorised
1 April 2013
Companies House
OC311987
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Elgin Road
    Bournemouth
    BH4 9NL
    UNITED KINGDOM
    Phone
    +4402078398088

  • Complaints Contact

    8 Elgin Road
    Bournemouth
    BH4 9NL
    UNITED KINGDOM
    Phone
    +4402078398088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen James McGuinness

    IRN SJM01245

    • [FCA CF] Client dealing (since 19 Aug 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (7 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (2 Mar 2006 to 8 Dec 2019)
    • CF4 Partner (9 Feb 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Feb 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (9 Feb 2006 to 31 Mar 2009)
  • Stephen Li Jen

    IRN SLJ01048

    • CF4 Partner (AR) (7 Jun 2011 to 19 Oct 2011)
    • CF30 Customer (7 Jun 2011 to 19 Oct 2011)
  • Stephen Martin Fahy

    IRN SXF00382

    • CF30 Customer (since 2 Feb 2023)
  • Stephen William Findlay

    IRN SXF01433

    • CF30 Customer (22 Sep 2009 to 4 Mar 2010)
    • CF4 Partner (AR) (22 Sep 2009 to 4 Mar 2010)
  • Steven Russell

    IRN SXR01759

    • CF30 Customer (15 Nov 2018 to 27 Oct 2021)
  • Sven Erik Liden

    IRN SEL01099

    • CF1 Director (AR) (24 Nov 2015 to 4 Oct 2017)
  • Theodor Leander Battista Maria Mettenheimer

    IRN TXL00241

    • [FCA CF] Client dealing (since 4 Oct 2023)
  • Thijs Pieter Bauer

    IRN TPB01029

    • CF30 Customer (20 Apr 2011 to 1 Apr 2015)
    • CF1 Director (AR) (20 Apr 2011 to 1 Apr 2015)
  • Thomas Arthur Herman

    IRN TAH01053

    • CF30 Customer (21 Sep 2009 to 31 Dec 2010)
  • Thomas Lloyd Bywater

    IRN TXB01223

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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