Stephen William Findlay

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

White Rose Finance Group Limited (no longer approved here)
FRN 630772
- CF1 Director (AR) (1 Jul 2022 to 18 Jul 2023)
Aben Financial Ltd (no longer approved here)
FRN 766411
- Employed By (1 Jul 2022 to 18 Jul 2023)
Frank Investments Limited (no longer approved here)
FRN 627697
- CF30 Customer (11 Apr 2019 to 21 Aug 2019)
- CF1 Director (AR) (11 Apr 2019 to 21 Aug 2019)
BondMason BRIX Ltd (no longer approved here)
FRN 839537
- Employed By (11 Apr 2019 to 21 Aug 2019)
Alternatives St James LLP (no longer approved here)
FRN 430914
- CF4 Partner (AR) (22 Sep 2009 to 4 Mar 2010)
- CF30 Customer (22 Sep 2009 to 4 Mar 2010)
Canter Equity Partners LLP (no longer approved here)
FRN 506205
- Employed By (22 Sep 2009 to 4 Mar 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.