Alternatives St James LLP

Date authorised
1 April 2013
Companies House
OC311987
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Elgin Road
    Bournemouth
    BH4 9NL
    UNITED KINGDOM
    Phone
    +4402078398088

  • Complaints Contact

    8 Elgin Road
    Bournemouth
    BH4 9NL
    UNITED KINGDOM
    Phone
    +4402078398088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Anthony Davies

    IRN PAD00015

    • CF30 Customer (1 Nov 2007 to 30 Jun 2013)
    • CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
    • CF4 Partner (20 Dec 2006 to 30 Jun 2013)
  • Peter Christopher Arnold

    IRN PCA01047

    • CF1 Director (AR) (5 Sep 2017 to 22 May 2018)
  • Peter Defty

    IRN PXD01464

    • CF30 Customer (12 Jul 2016 to 31 Jan 2017)
    • CF4 Partner (AR) (12 Jul 2016 to 31 Jan 2017)
  • Peter John Westmacott

    IRN PXW06883

    • CF30 Customer (9 Oct 2018 to 28 Nov 2020)
    • CF4 Partner (AR) (9 Oct 2018 to 28 Nov 2020)
  • Peter Justin Soliman

    IRN PJS01507

    • CF30 Customer (1 Sep 2022 to 29 Sep 2023)
    • CF4 Partner (AR) (1 Sep 2022 to 29 Sep 2023)
  • Philipp Westermann

    IRN PXW01244

    • CF4 Partner (7 May 2013 to 1 May 2014)
    • CF30 Customer (7 May 2013 to 1 May 2014)
  • Philippe Bucher

    IRN PXB02499

    • CF1 Director (AR) (26 Nov 2015 to 8 Aug 2017)
  • Pieter William Eric Nijnens

    IRN PWN01020

    • CF22 Investment Adviser (Trainee) (10 Mar 2006 to 31 May 2006)
  • Priya Oberoi-Cattai

    IRN PXU01027

    • CF30 Customer (2 Nov 2010 to 17 Apr 2014)
  • Rafael Trape

    IRN RXT01677

    • CF30 Customer (11 Aug 2018 to 29 Nov 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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