Altana Wealth Limited

• Principal Place of Business

  175 Oxford Street

  London

  W1D 2JS

  UNITED KINGDOM

  Phone

  +4402070791080

  Web

  https://www.altanawealth.com

• Complaints Contact

  175 Oxford Street

  London

  W1D 2JS

  UNITED KINGDOM

  Phone

  +4402070791080

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alternative Funds

• Portfolio Management

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Passes On Trade Orders

• Mohsin Jamal

  IRN MXJ00348

  • [FCA CF] Client dealing (4 Jan 2022 to 20 Mar 2024)
• Mohsin Khan

  IRN MXK02623

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2020)
  • CF30 Customer (27 Mar 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Dec 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Dec 2015 to 8 Dec 2019)
• Neil Panchen

  IRN NXP01906

  • SMF3 Executive Director (since 12 Oct 2023)
  • [FCA CF] Client dealing (since 18 Dec 2019)
  • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
• Nicole Sattinger

  IRN NXS02347

  • CF30 Customer (4 Apr 2019 to 8 Dec 2019)
• Omar Iqbal Ghafur

  IRN OIG01001

  • [FCA CF] Client dealing (18 Dec 2020 to 2 Feb 2022)
  • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
• Othman Domiati

  IRN OXD01065

  • CF30 Customer (29 May 2018 to 8 Dec 2019)
• Patrick William Roger Lachotzki

  IRN PWL01028

  • CF30 Customer (20 Mar 2019 to 8 Dec 2019)
• Philip Harry Robert Crate

  IRN PHC01025

  • [FCA CF] Client dealing (1 Jan 2020 to 1 Dec 2023)
  • CF30 Customer (22 Feb 2016 to 8 Dec 2019)
• Roland Roventa

  IRN RXR00299

  • [FCA CF] Client dealing (1 Mar 2022 to 11 Nov 2024)
• Samed Bouaynaya

  IRN SXB00947

  • [FCA CF] Client dealing (3 Jan 2022 to 2 Sep 2025)

• PHRONESIS WEALTH ADVISORS LTD

  FRN 987407 · Appointed 21 Nov 2022

• Calderwood Capital Management Ltd (no longer appointed)

  FRN 988280 · Appointed 5 Dec 2022 · Until 27 Feb 2026

• Calderwood Capital Research (no longer appointed)

  FRN 932015 · Appointed 3 Jun 2021 · Until 23 Jan 2023 · Tied agent

• Piexton Capital Ltd (no longer appointed)

  FRN 818259 · Appointed 30 Aug 2018 · Until 8 Mar 2019 · Tied agent

No changes recorded yet.