ALSFORD PAGE & GEMS LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon John Cook
IRN SJC01468
- CF1 Director (AR) (17 Jul 2014 to 21 Mar 2016)
Simon Seton Barnes
IRN SSB01076
- CF1 Director (20 Sep 2013 to 21 Dec 2018)
Sindy Goldstone
IRN SXG01426
- [FCA CF] CASS oversight function (9 Dec 2019 to 20 Oct 2025)
Stefano Diego Lomurno
IRN SDL01056
- CF1 Director (AR) (14 Apr 2009 to 6 Oct 2016)

Smaller firms operating under this firm's FCA authorisation.

CustomsWrap Limited (no longer appointed)
FRN 704337 · Appointed 1 Jun 2015 · Until 27 Sep 2016
Christopher Cowdrey (no longer appointed)
FRN 646677 · Appointed 16 Sep 2014 · Until 11 Feb 2016
Cover 4 Less Limited (no longer appointed)
FRN 624537 · Appointed 30 May 2014 · Until 4 Nov 2016
Protect Direct Limited (no longer appointed)
FRN 611705 · Appointed 16 Dec 2013 · Until 4 Nov 2016
Anthony Peters (no longer appointed)
FRN 602310 · Appointed 27 Nov 2013 · Until 11 Feb 2016
JSG Risk Solutions Ltd (no longer appointed)
FRN 539781 · Appointed 19 Sep 2013 · Until 14 Nov 2013
GS Digital Support Ltd (no longer appointed)
FRN 602412 · Appointed 11 Jun 2013 · Until 21 Nov 2013
Anthony Peters (no longer appointed)
FRN 602310 · Appointed 7 Jun 2013 · Until 14 Nov 2013
Keith St Pier Hyland (no longer appointed)
FRN 598909 · Appointed 9 Apr 2013 · Until 2 Jun 2014
Reactive Homecare Services Limited (no longer appointed)
FRN 598249 · Appointed 28 Mar 2013 · Until 15 May 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.