ALSFORD PAGE & GEMS LTD

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon John Cook
IRN SJC01468
- CF1 Director (AR) (17 Jul 2014 to 21 Mar 2016)
Simon Seton Barnes
IRN SSB01076
- CF1 Director (20 Sep 2013 to 21 Dec 2018)
Sindy Goldstone
IRN SXG01426
- [FCA CF] CASS oversight function (9 Dec 2019 to 20 Oct 2025)
Stefano Diego Lomurno
IRN SDL01056
- CF1 Director (AR) (14 Apr 2009 to 6 Oct 2016)

Smaller firms operating under this firm's FCA authorisation.

FGF Consultants Ltd (no longer appointed)
FRN 474079 · Appointed 19 Oct 2007 · Until 13 Mar 2009
Easy Broking Online Ltd (no longer appointed)
FRN 470748 · Appointed 24 Jul 2007 · Until 1 Feb 2013
David Codling And Associates Limited (no longer appointed)
FRN 404352 · Appointed 8 May 2007 · Until 21 Jul 2009
Icon Sports Management (no longer appointed)
FRN 467624 · Appointed 8 May 2007 · Until 15 May 2010
Gulf Consultants Ltd (no longer appointed)
FRN 467539 · Appointed 3 May 2007 · Until 9 Jun 2008
Brokers Universales De Reaseguros S.A (no longer appointed)
FRN 460873 · Appointed 5 Dec 2006 · Until 30 Nov 2007
Special Risks Ltd (no longer appointed)
FRN 450498 · Appointed 3 Jul 2006 · Until 31 Jan 2007
David Edward Kenyon (no longer appointed)
FRN 454143 · Appointed 3 Jul 2006 · Until 6 Aug 2014
Professional Risk Solutions Ltd (no longer appointed)
FRN 437995 · Appointed 19 Aug 2005 · Until 9 Jun 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.