ALSFORD PAGE & GEMS LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon John Cook
IRN SJC01468
- CF1 Director (AR) (17 Jul 2014 to 21 Mar 2016)
Simon Seton Barnes
IRN SSB01076
- CF1 Director (20 Sep 2013 to 21 Dec 2018)
Sindy Goldstone
IRN SXG01426
- [FCA CF] CASS oversight function (9 Dec 2019 to 20 Oct 2025)
Stefano Diego Lomurno
IRN SDL01056
- CF1 Director (AR) (14 Apr 2009 to 6 Oct 2016)

Smaller firms operating under this firm's FCA authorisation.

MOL Consultants Ltd (no longer appointed)
FRN 525276 · Appointed 4 Jun 2010 · Until 28 Jun 2011
Wyvern Risk Consultants Ltd (no longer appointed)
FRN 512003 · Appointed 9 Nov 2009 · Until 18 Jan 2011
Robert Anthony Stein (no longer appointed)
FRN 505487 · Appointed 24 Aug 2009 · Until 8 Oct 2010
Gulf Consultants Ltd (no longer appointed)
FRN 467539 · Appointed 14 Jul 2009 · Until 25 Apr 2017
Abstract London Ltd (no longer appointed)
FRN 501722 · Appointed 29 May 2009 · Until 27 Aug 2010
A B Risk Solutions Ltd (no longer appointed)
FRN 497137 · Appointed 4 Mar 2009 · Until 3 Jan 2017
Local Car & Van Rental Ltd (no longer appointed)
FRN 483416 · Appointed 21 Nov 2008 · Until 20 Oct 2014
R Haynes Insurance Consultancy Ltd (no longer appointed)
FRN 490455 · Appointed 20 Oct 2008 · Until 10 Nov 2014
MS Automotive (London) Ltd (no longer appointed)
FRN 463909 · Appointed 18 Sep 2008 · Until 1 Mar 2019
Special Risks Ltd (no longer appointed)
FRN 450498 · Appointed 27 Feb 2008 · Until 26 Nov 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.