Date authorised
22 April 2024
Companies House
OC441856
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    AlpInvest Partners LLP
    1 St. James's Market
    London
    Westminster
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442078941200
  • Complaints Contact

    The Carlyle Group
    1 St James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442078941200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neel Gangani

    IRN NXG00222

    • [FCA CF] Client dealing (since 1 Aug 2024)
  • Nicholas James Tassell

    IRN NJT01107

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Nov 2025)
    • SMF27 Partner (since 20 Nov 2025)
    • SMF16 Compliance Oversight (since 20 Nov 2025)
  • Pieter Egberts

    IRN PXE00137

    • [FCA CF] Client dealing (since 24 Feb 2025)
  • Sangwon Oh

    IRN SXO00167

    • [FCA CF] Client dealing (since 28 May 2025)
  • Vjerana Spajic Burleigh

    IRN VXS01564

    • SMF27 Partner (since 20 May 2025)
    • [FCA CF] Client dealing (since 1 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.