Alpha Real Capital LLP

• Principal Place of Business

  80 Strand

  London

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +4402073914700

  Web

  https://alphareal.com

• Complaints Contact

  80 Strand

  London

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +4402073914706

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Joseph

  IRN AXJ00583

  • [FCA CF] Client dealing (since 22 Apr 2025)
• Andrew Lowe

  IRN AXL01208

  • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
  • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
• Anne Marie Copeland

  IRN AMF01061

  • [FCA CF] Client dealing (30 Nov 2022 to 13 Aug 2024)
  • [FCA CF] Material risk taker (30 Nov 2022 to 13 Aug 2024)
  • [FCA CF] Significant management (30 Nov 2022 to 13 Aug 2024)
• Anthony Curl

  IRN AXC00463

  • [FCA CF] Significant management (1 Dec 2020 to 2 Oct 2023)
  • [FCA CF] Material risk taker (1 Dec 2020 to 2 Oct 2023)
  • [FCA CF] Client dealing (1 Dec 2020 to 2 Oct 2023)
• Benjamin Philips

  IRN BXP00359

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Boris Mikhailov

  IRN BXM01378

  • [FCA CF] Significant management (since 24 Mar 2022)
  • [FCA CF] Material risk taker (since 24 Mar 2022)
  • [FCA CF] Client dealing (since 30 Mar 2020)
• Bradley Joseph Bauman

  IRN BJB01055

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Mar 2006 to 11 Feb 2008)
  • CF11 Money Laundering Reporting (3 Mar 2006 to 11 Feb 2008)
  • CF4 Partner (3 Mar 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Oct 2005 to 31 Oct 2007)
• Brian Frith

  IRN BXF01148

  • SMF27 Partner (9 Dec 2019 to 13 Jan 2020)
  • CF4 Partner (5 Sep 2012 to 8 Dec 2019)
• Colin Norman Frearson

  IRN CNF01008

  • [FCA CF] Client dealing (since 4 May 2022)
• Edward Jonathan Palmer

  IRN EJP01028

  • [FCA CF] Material risk taker (since 24 Mar 2022)
  • [FCA CF] Significant management (since 24 Mar 2022)
  • SMF27 Partner (since 5 Jun 2021)

• MAC Partners LLP (no longer appointed)

  FRN 712711 · Appointed 3 Aug 2015 · Until 18 May 2016

• Alternative Real Capital LLP (no longer appointed)

  FRN 704289 · Appointed 31 May 2015 · Until 1 Nov 2021

• Palm Capital Partners LLP (no longer appointed)

  FRN 704288 · Appointed 31 May 2015 · Until 7 Sep 2017 · Tied agent

No changes recorded yet.