Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha Real Capital LLP (no longer approved here)

    FRN 436048

    • [FCA CF] Significant management (30 Nov 2022 to 13 Aug 2024)
    • [FCA CF] Client dealing (30 Nov 2022 to 13 Aug 2024)
    • [FCA CF] Material risk taker (30 Nov 2022 to 13 Aug 2024)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jan 2022)
    • CF30 Customer (14 Nov 2008 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (6 Jan 2010 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (6 Jan 2010 to 22 Sep 2015)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (1 Nov 2007 to 26 Jun 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.