Alpha Bank London Limited

• Principal Place of Business

  Alpha Bank London Ltd

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +4402073326767

  Web

  https://www.alphabanklondon.co.uk

• Complaints Contact

  Alpha Bank London Ltd

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +4402073326767

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rolling spot forex contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham Lowman

  IRN GXL79667

  • [FCA CF] Material risk taker (1 Mar 2017 to 14 May 2021)
• Hasan Saeed

  IRN HXS01968

  • SMF4 Chief Risk (7 Mar 2016 to 20 May 2016)
  • CF28 Systems and controls (6 Nov 2015 to 20 May 2016)
• Helena Karayiannis

  IRN HXK79668

  • [FCA CF] Material risk taker (since 11 Jun 2025)
  • [FCA CF] Significant management (since 16 Jul 2021)
  • [FCA CF] Material risk taker (1 Jan 2018 to 14 May 2021)
• Ian Owen

  IRN IDO01003

  • [FCA CF] Significant management (since 1 Sep 2021)
  • [FCA CF] Material risk taker (9 Jan 2017 to 14 May 2021)
  • [FCA CF] Client dealing (9 Jan 2017 to 14 May 2021)
• Ioannis Emiris

  IRN IXE01085

  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 1 Sep 2020)
  • CF2 Non Executive Director (1 Jul 2015 to 6 Mar 2016)
• James Gregory Grant Ellison

  IRN JGE00004

  • SMF1 Chief Executive (4 Apr 2024 to 26 Mar 2026)
• Jane Henderson

  IRN JXB81979

  • SMF2 Chief Finance (since 10 Nov 2025)
• Jennifer Peters

  IRN JXP00914

  • SMF18 Other Overall Responsibility (since 12 Feb 2025)
  • [FCA CF] Material risk taker (4 Dec 2023 to 11 Feb 2025)
  • [FCA CF] Significant management (4 Dec 2023 to 11 Feb 2025)
• John Benias

  IRN JXB03506

  • SMF5 Head of Internal Audit (18 Sep 2019 to 28 Feb 2020)
• John Charles Buchanan Riddell

  IRN JCR01045

  • CF2 Non Executive Director (1 Dec 2001 to 12 Feb 2004)

No changes recorded yet.