Date authorised
1 February 2022
Companies House
OC432112
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    77-81 Borough Road
    London
    SE1 1DN
    UNITED KINGDOM
    Phone
    +4402039518629
  • Complaints Contact

    77-81 Borough Road
    London
    SE1 1DN
    UNITED KINGDOM
    Phone
    +4402039518629

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hussein Nasser

    IRN HXN01040

    • [FCA CF] Material risk taker (26 Aug 2022 to 1 Nov 2024)
    • [FCA CF] Client dealing (26 Aug 2022 to 1 Nov 2024)
  • JOHN POWER

    IRN JXP00358

    • [FCA CF] Client dealing (since 22 May 2025)
    • [FCA CF] Material risk taker (since 22 May 2025)
  • Jean-Francois Rene Alfred Louvrier

    IRN JRL01098

    • [FCA CF] Client dealing (since 6 Mar 2026)
  • Laurent Francois René Lamagnere

    IRN LFL01007

    • [FCA CF] Client dealing (since 7 Apr 2026)
  • Louis Andrew Moed

    IRN LAM01058

    • [FCA CF] Client dealing (6 Feb 2023 to 18 Sep 2025)
    • [FCA CF] Material risk taker (6 Feb 2023 to 18 Sep 2025)
  • Mark Anthony George

    IRN MAG01105

    • [FCA CF] Material risk taker (since 14 Mar 2022)
    • [FCA CF] Client dealing (since 14 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2022)
    • SMF16 Compliance Oversight (since 1 Feb 2022)
    • SMF27 Partner (since 1 Feb 2022)
  • Mohammad Musaab Javed

    IRN MMJ01017

    • [FCA CF] Material risk taker (4 Jan 2023 to 16 Mar 2023)
    • [FCA CF] Client dealing (4 Jan 2023 to 16 Mar 2023)
  • Saeed Raid Saeed Mohammed Salim

    IRN SXS05178

    • [FCA CF] Material risk taker (17 Jan 2024 to 5 Apr 2024)
    • [FCA CF] Client dealing (17 Jan 2024 to 5 Apr 2024)
  • Stephen Barry

    IRN SXB01311

    • [FCA CF] Client dealing (9 May 2022 to 6 Feb 2024)
    • [FCA CF] Material risk taker (9 May 2022 to 6 Feb 2024)
  • Stephen Frost

    IRN SJF01097

    • [FCA CF] Client dealing (since 2 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

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