Allied Irish Banks Plc

• Principal Place of Business

  13th Floor

  70 St Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +442078636950

  Web

  https://aib.ie/fxcentre/resource-centre/regulatory-information/london-branch

• Complaints Contact

  13th Floor

  70 St Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +442078636950

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Caroline Edwards

  IRN CXE01176

  • CF29 Significant management (20 May 2013 to 23 May 2014)
  • CF30 Customer (1 Aug 2008 to 23 May 2014)
• Charles Gilbert Orme

  IRN CXO01058

  • CF11 Money Laundering Reporting (18 Jun 2002 to 20 Dec 2012)
  • CF10 Compliance Oversight (1 Dec 2001 to 5 Mar 2008)
• Christopher Edwin Cage

  IRN CEC01071

  • CF30 Customer (1 Nov 2007 to 25 Jun 2014)
  • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
  • CF26 Customer Trading (9 Jan 2007 to 31 Oct 2007)
• Cornelius McGrath

  IRN CXM01057

  • SMF5 Head of Internal Audit (since 4 Jul 2024)
• Daniel Turner

  IRN DJT01152

  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2017)
  • [FCA CF] Client dealing (since 7 Mar 2017)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
  • CF26 Customer Trading (27 Jul 2006 to 31 Oct 2007)
• David Cleary

  IRN DXC00631

  • SMF2 Chief Finance (12 Apr 2021 to 29 May 2025)
• David James Lock

  IRN DJL01124

  • CF29 Significant management (22 Jul 2010 to 31 Jul 2012)
• David McWilliam

  IRN DXM01602

  • CF30 Customer (1 Nov 2007 to 11 May 2009)
  • CF29 Significant management (1 Nov 2007 to 11 May 2009)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF9 EEA Investment Business Oversight (1 Dec 2001 to 5 Mar 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Whyman

  IRN DWW01065

  • CF30 Customer (16 Jul 2008 to 31 Jul 2012)
• Donald Paul Shinnick

  IRN DPS01149

  • CF30 Customer (1 Dec 2010 to 31 Jul 2012)

No changes recorded yet.