Date authorised
1 April 2013
Companies House
03007252
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Bishopsgate
    London
    EC2N 3AR
    UNITED KINGDOM
    Phone
    +4401483568161
  • Complaints Contact

    15 Bishopsgate
    London
    UK
    EC2N 3AR
    UNITED KINGDOM
    Phone
    +4403306785006

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Knowles

    IRN PXK44398

    • [FCA CF] Significant management (since 24 Jul 2025)
  • Serge Raffard

    IRN SXR01237

    • SMF3 Executive Director (2 Jul 2025 to 30 Nov 2025)
  • Simon Walter Lloyd

    IRN SWL01045

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Aug 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Aug 2007)
    • CF1 Director (14 Jan 2005 to 31 Aug 2007)
  • Stephen Treloar

    IRN SXT01336

    • SMF9 Chair of the Governing Body (11 Mar 2022 to 30 Jun 2023)
  • Stuart Diffey

    IRN SXD01701

    • SMF3 Executive Director (24 Sep 2024 to 3 Jul 2025)
  • Ulf Lange

    IRN UXL23909

    • SMF3 Executive Director (since 5 Dec 2025)
    • SMF9 Chair of the Governing Body (5 Sep 2023 to 5 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.