Date authorised
1 April 2013
Companies House
05040684
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Grieb

    IRN SXG01616

    • SMF9 Chair of the Governing Body (17 Jun 2021 to 30 Jun 2025)
    • Director of firm who is not a certification employee or a SMF manager (5 Nov 2020 to 17 Jun 2021)
    • [FCA CF] Significant management (1 Nov 2020 to 30 Jun 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Lexicon Property Ltd (no longer appointed)

    FRN 715624 · Appointed 1 Sep 2015 · Until 15 Mar 2022

  • KMGC Limited (no longer appointed)

    FRN 714974 · Appointed 25 Aug 2015 · Until 15 Mar 2022

  • Structadene Limited (no longer appointed)

    FRN 422845 · Appointed 25 Aug 2015 · Until 15 Mar 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.