Date authorised
1 April 2013
Companies House
05040684
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Andrew Bruce

    IRN MAB01282

    • [FCA CF] Significant management (9 Dec 2019 to 14 Aug 2024)
  • Michael Robert Goldberger

    IRN MRG01080

    • CF1 Director (AR) (24 Mar 2016 to 4 Jan 2022)
  • Neil Thornton

    IRN NXT01146

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 5 Nov 2020)
    • CF2 Non Executive Director (21 May 2019 to 8 Dec 2019)
  • Nicholas Gary Hatch

    IRN NGH01011

    • CF1 Director (AR) (16 Mar 2025 to 31 Jan 2026)
    • SMF3 Executive Director (4 Jun 2024 to 31 Jan 2026)
    • Responsible for Insurance Distribution (4 Jun 2024 to 31 Jan 2026)
  • Philip Paul Rock

    IRN PXR00148

    • [FCA CF] Significant management (1 Dec 2021 to 31 Dec 2022)
  • Richard Harvey McEwen

    IRN RHM00019

    • CF1 Director (AR) (29 Jun 2018 to 7 Aug 2023)
  • Sarah Caroline Pattni

    IRN SCS01079

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • Shane McCauley

    IRN SXM01261

    • [FCA CF] Significant management (3 Jan 2023 to 14 Aug 2024)
  • Simon Lewer

    IRN SXL01770

    • Responsible for Insurance Distribution (29 Nov 2021 to 22 Dec 2023)
    • SMF3 Executive Director (30 Jul 2021 to 22 Dec 2023)
  • Stephen Alan Ross

    IRN SAR01219

    • [FCA CF] Significant management (9 Dec 2019 to 14 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Lexicon Property Ltd (no longer appointed)

    FRN 715624 · Appointed 1 Sep 2015 · Until 15 Mar 2022

  • KMGC Limited (no longer appointed)

    FRN 714974 · Appointed 25 Aug 2015 · Until 15 Mar 2022

  • Structadene Limited (no longer appointed)

    FRN 422845 · Appointed 25 Aug 2015 · Until 15 Mar 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.