This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Alington Ruthin Stockbrokers and Investment Management Ltd

Watch for changes

FRN: 231308

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Dianne Margaret De Silva Randall
IRN DMR01173
- (1)Employed By (11 Apr 2018 to 17 Dec 2018)
Ed Maxwell
IRN EJM01049
- (5)Employed By (2 Sep 2013 to 5 Apr 2018)
James William Sargeant Copeland
IRN JWC01092
- (2)Employed By (11 Apr 2018 to 19 Dec 2018)
Nicholas Charles Randall
IRN NCR01019
- (3)Employed By (14 Jan 2004 to 5 Apr 2018)
Victoria Margaret Desilva Randall-Hollins
IRN VMR01024
- (4)Employed By (16 Apr 2018 to 11 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.