Algebris (UK) Limited

• Principal Place of Business

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

  Web

  http://www.algebris.com

• Complaints Contact

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Niccolo Merlatti

  IRN NXM00434

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 9 Oct 2023)
• Nikos Emanuel Monogenis

  IRN NEM01050

  • CF30 Customer (6 Dec 2016 to 29 Apr 2019)
• Pablo Tristan Morenes Botin

  IRN PTM01058

  • CF30 Customer (1 May 2018 to 24 May 2019)
• Patrick Armstrong Irvine

  IRN PAI01033

  • CF30 Customer (9 Nov 2017 to 29 Apr 2019)
• ROBERT GEORGE CRAIG

  IRN RGC01090

  • CF30 Customer (6 Dec 2016 to 31 Aug 2017)
• Raffaele Lubrano

  IRN RXL01426

  • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
• Raymond Kuang Wei Tam

  IRN RXK01707

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 27 Oct 2022)
• Richard Charles Surrency

  IRN RCS01072

  • CF30 Customer (6 Dec 2016 to 30 Apr 2019)
• Richard Peter Watt

  IRN RPW01099

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
• Samuel Sibony

  IRN SXS01768

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 27 Oct 2022)

No changes recorded yet.