ALFRED HENRY CORPORATE FINANCE LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Francis Barber House9 Gough SquareLondonEC4A 3DGUNITED KINGDOM- Phone
- +4402037720021
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Complaints Contact
Francis Barber House9 Gough SquareLondonEC4A 3DGENGLAND- Phone
- +4402037720021
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 2 limitations Hide limitations
- · Limited in respect of 1. Shares in private companies; or 2. Debentures in private companies
- · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Philip Arthur Matias
IRN PAM01220
- CF30 Customer (30 Jul 2009 to 16 Mar 2011)
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Rebekah Caine
IRN RXC02287
- CF1 Director (AR) (17 Nov 2016 to 16 Jun 2017)
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Roger Julian Cox
IRN RJC01267
- CF23 Corporate Finance Adviser (16 Dec 2004 to 23 Jul 2007)
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Ross Martin Hilton Andrews
IRN RMA01038
- CF1 Director (AR) (28 Feb 2019 to 5 Nov 2020)
- CF30 Customer (28 Feb 2019 to 5 Nov 2020)
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Stephen Vaughan Oakes
IRN SVO01004
- CF23 Corporate Finance Adviser (18 Nov 2003 to 4 Oct 2006)
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William Nigel Valentine Weller
IRN NWW01008
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (27 Jun 2003 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Guild Financial Advisory Limited (no longer appointed)
FRN 826938 · Appointed 26 Nov 2018 · Until 5 Nov 2020
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The Bond Network Limited (no longer appointed)
FRN 732362 · Appointed 18 Jan 2016 · Until 23 Jun 2017
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International Financial Strategic Associates Limited (no longer appointed)
FRN 620579 · Appointed 8 Apr 2014 · Until 15 Sep 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.