Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Toby Hugo St Paul Seely

    IRN TXS03823

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2024)
  • Tom Cawkwell

    IRN TXC00305

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Tracy Fong

    IRN TXF00153

    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jul 2024)
  • Vasileios Mavroudes

    IRN VXM00180

    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Vasilis Ntiskos

    IRN VXN00038

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Venetia Tucker

    IRN VEB01010

    • CF30 Customer (22 Apr 2010 to 27 Feb 2017)
  • Victor Chan

    IRN VXC00111

    • [FCA CF] Client dealing (since 25 Jul 2022)
  • Victoria Angelide

    IRN VXA00067

    • [FCA CF] Client dealing (since 13 Jun 2023)
  • Victoria Han

    IRN VXH00089

    • [FCA CF] Client dealing (since 17 Apr 2023)
  • Whitney Borg

    IRN WXB00170

    • [FCA CF] Client dealing (since 1 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.