Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Robert Bryant

    IRN WRB01034

    • CF30 Customer (9 Oct 2009 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (22 Feb 2006 to 16 Jan 2007)
  • Xin Yi Chua

    IRN XXC00020

    • [FCA CF] Client dealing (since 15 Jan 2022)
  • Yang Guo

    IRN YXG00033

    • [FCA CF] Client dealing (18 Oct 2021 to 22 May 2024)
  • Yanqin Jiang

    IRN YXJ00013

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2025)
  • Yiannis Charalambous

    IRN YXC00058

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 2 Apr 2021)
  • Yingwen Chin

    IRN YXC00057

    • [FCA CF] Manager of certification employee (since 19 Oct 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Yiolanda Theophanidou

    IRN YXT00076

    • [FCA CF] Client dealing (1 Jan 2025 to 2 Apr 2026)
  • Yrdna Muneer

    IRN YXM00070

    • [FCA CF] Client dealing (since 6 Sep 2022)
  • Yu Gao

    IRN YXG00034

    • [FCA CF] Client dealing (23 Aug 2021 to 22 Mar 2024)
  • Yuhao Chen

    IRN YXC00056

    • [FCA CF] Client dealing (since 19 Oct 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.