Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Abou Ghazale

    IRN SXA00673

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Sarah Katherine Gill Heginbotham

    IRN SKG01064

    • CF30 Customer (30 Jan 2013 to 8 Dec 2019)
  • Sarah Kirk

    IRN SXK02212

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Dec 2023)
    • CF30 Customer (13 Feb 2015 to 8 Dec 2019)
  • Sarah-Assana Bokete

    IRN SXB01487

    • [FCA CF] Client dealing (6 Nov 2023 to 2 Feb 2024)
  • Savvas Argyrou

    IRN SXA00671

    • [FCA CF] Client dealing (since 9 Mar 2020)
  • Savvas Giannas

    IRN SXG00607

    • [FCA CF] Client dealing (21 Sep 2021 to 4 Nov 2024)
  • Savvas Petrou

    IRN SXP00753

    • [FCA CF] Client dealing (since 11 Apr 2023)
  • Seamus David Hely Hutchinson

    IRN SDH01122

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Apr 2010 to 8 Dec 2019)
  • Seo-Kyong Lee

    IRN SXL00508

    • [FCA CF] Manager of certification employee (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Seoryong Kim

    IRN SXK01046

    • [FCA CF] Client dealing (since 1 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.