Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sharon Avgoustis

    IRN SXA00672

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Shi Min Oh

    IRN SXO00182

    • [FCA CF] Client dealing (since 15 Sep 2021)
  • Simon Bernard Ruddick

    IRN SBR01009

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 23 Sep 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Simon Charles Phillips

    IRN SXP14429

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Oct 2022)
    • CF10 Compliance Oversight (9 Jul 2019 to 8 Dec 2019)
  • Simoni Charalambous

    IRN SXC01066

    • [FCA CF] Client dealing (4 Sep 2023 to 5 Apr 2024)
  • Sin Jin Tan

    IRN SXT00478

    • [FCA CF] Client dealing (1 Jan 2022 to 31 Jul 2023)
  • Sofia Vishnumolakala

    IRN SXV00131

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Sophie Victoria Myers

    IRN SVM01020

    • CF30 Customer (20 Apr 2011 to 20 Apr 2016)
  • Sotiria Pantelidou

    IRN SXP00681

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Sotiris Rigas

    IRN SXR00604

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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