Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Travis Williamson

    IRN RXW00437

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Richard William Johnston

    IRN RWJ01038

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • CF21 Investment Adviser (19 Jan 2007 to 19 Jan 2007)
    • CF1 Director (19 Jan 2007 to 8 Dec 2019)
  • Ridong Liu

    IRN RXL00294

    • [FCA CF] Client dealing (since 21 Oct 2020)
  • Robert Fondacaro

    IRN RXF00237

    • [FCA CF] Client dealing (6 Jun 2022 to 4 Dec 2025)
  • Rohit Saish Angara

    IRN RXA00604

    • [FCA CF] Client dealing (since 21 Oct 2025)
  • Rola Elamin

    IRN RXE00136

    • [FCA CF] Client dealing (11 Apr 2023 to 31 Jan 2025)
  • Ronan Cosgrave

    IRN RXC00627

    • [FCA CF] Client dealing (since 14 Jun 2021)
  • Rowan Philip Levy

    IRN RPL01032

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (13 Jul 2015 to 8 Dec 2019)
  • Rupert Pang Juin Yeoh

    IRN RPY01013

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Sep 2013 to 8 Dec 2019)
  • Ryan Breslin

    IRN RXB00711

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.