Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Lowe

    IRN JXL00571

    • [FCA CF] Client dealing (since 16 Nov 2020)
  • James Stuart Billingham Lewis

    IRN JSL01045

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Feb 2006 to 31 Oct 2007)
  • James Walsh

    IRN JXW00786

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jamie Groom

    IRN JXG00570

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jane Jamieson Allan Hughes

    IRN JJH01061

    • CF30 Customer (13 May 2008 to 8 Dec 2019)
  • Janna Vishnumolakala

    IRN JXV00139

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Jansen Philip Van Arsdale

    IRN JXV00251

    • [FCA CF] Client dealing (since 17 Nov 2025)
  • Jasem Salim, Ghareeb Salim Al-Salim

    IRN JSA01055

    • CF30 Customer (1 Nov 2007 to 19 Jul 2013)
    • CF22 Investment Adviser (Trainee) (30 Jul 2007 to 31 Oct 2007)
  • Jaskiran Kaur

    IRN JXK00451

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
  • Jay Maheshbhai Patel

    IRN JXP00676

    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.